Overview

Let us handle the legal nuances applicable to your various securities transactions and related litigation matters. We regularly represent issuers, investors, privately held companies, investment fund managers, investment companies and investment advisors in a wide range of securities matters including preparing and negotiating private placement debt or equity offering documents, shareholder voting and stock transfer agreements, and issuer organizational and corporate governance agreements and policies. We also assist with preparing required securities filings with applicable federal and state regulatory agencies and advising on the structure of your investment funds. In addition, our securities team counsels founders, directors, companies and shareholders on a variety of securities related matters, including questions related to primary offering and secondary transfer, availability of certain exemptions, compliance issues, disclosure concerns, disputes and investigations. You can also count on McDonald Hopkins for reliable and current information about any pending development in securities law and corporate governance that may affect your business.

In addition, our interdisciplinary team has experience representing clients belonging to various industries in:

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